Short selling

Results: 2054



#Item
661Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-27 06:33:37
662Finance / Financial economics / United States securities law / Naked short selling / Merrill Lynch / Short / Locate / Security / U.S. Securities and Exchange Commission / Financial regulation / Short selling / Business

PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _____________ No[removed]_____________

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Source URL: www.courthousenews.com

Language: English - Date: 2014-11-15 20:25:26
663Business / Securities / Investing online / U.S. Securities and Exchange Commission / Short / Securities fraud / Madoff investment scandal / Selling away / Financial economics / Finance / Investment

The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State

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Source URL: www.in.gov

Language: English - Date: 2014-12-11 15:11:41
664Financial markets / Stock market / Financial regulation / Short selling / Futures contract / Security / Securities Exchange Act / Short / Financial economics / Investment / Finance

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-05-01 10:49:47
665Business / Securities / Investing online / U.S. Securities and Exchange Commission / Short / Securities fraud / Madoff investment scandal / Selling away / Financial economics / Finance / Investment

The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State

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Source URL: www.in.gov

Language: English - Date: 2014-12-11 11:37:15
666Financial markets / Stock market / Financial regulation / Short selling / NYSE Arca / Futures contract / Security / Securities Exchange Act / New York Stock Exchange / Financial economics / Finance / Investment

L:hange rule filings FILINGSSeptember Fee Filingtember 2014S-BZXBATS[removed]xfdl

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-08-29 15:12:00
667Investment / Stock market / United States Securities and Exchange Commission / Mathematical finance / Regulation NMS / Short selling / Order / Securities Exchange Act / Algorithmic trading / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 15, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Rules 11.9 an

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Source URL: www.sec.gov

Language: English - Date: 2014-10-16 08:13:17
668Financial markets / Mathematical finance / Short selling / Investment / Futures contract / Commodity Futures Trading Commission / Commodity Exchange Act / Option / Futures exchange / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CFE[removed]September 5, 2014 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed

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Source URL: www.sec.gov

Language: English - Date: 2014-09-08 07:46:34
669Short selling / Securities / Securities lending / Banking / Short / Loan / Financial market / Repurchase agreement / Security / Financial economics / Finance / Investment

ICGN SECURITIES LENDING CODE OF BEST PRACTICE 1 ICGN Securities Lending Code of Best Practice INTERNATIONAL CORPORATE GOVERNANCE NETWORK

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Source URL: www.icgn.org

Language: English - Date: 2012-03-14 07:54:19
670Selling / Order / Online shopping / Buyer / Invoice / Short / Need identification / Real estate broker / Business / Sales / Personal selling

Feature Buying and Selling Information Bulletin of the Association for Information Science and Technology – October/November 2014 – Volume 41, Number 1 by Michael L. Gruenberg

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Source URL: www.asis.org

Language: English - Date: 2014-10-02 11:20:07
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